Financial Means Information Guidelines

Question: “Complete the following financial information...”

 

This Financial Means question (along with the Return/Volatility Comfort and Investment Knowledge questions) is used by the tool to recommend a prudent maximum for Specialty Specialty investments are smaller cap investments, usually dedicated to a single sector or market, aggressively managed, with relatively high volatility. investments.  It is another measure that indicates how conservative or aggressive we can be with our advice, while remaining within a prudent basic portfolio structure.

 

Financial means is determined using the investor's basic financial information for:

 

 

This gives us a measure of financial means available to the investor.  It also indicates how conservative or aggressive we can be with our advice, while remaining within a prudent basic portfolio structure.

 

How Financial Means is Calculated

Financial means is calculated by dividing the total of the net liquid assets plus 1/2 the net fixed assets by the annual expenses:

 

net liquid assets + 1/2 net fixed assets

annual expenses

 

The rationale behind the ratio is that current assets are readily available for covering expenses whereas liquidating fixed assets will takes longer or might result in selling at a loss.

 

Using Financial Means to Determine the Recommended Maximum Specialty Allocation in a Custom Portfolio

 

The financial means ratio is used to determine a basic prudent Core and Specialty mix as shown in the following table.

 

Financial Means

Basic Core/Specialty
Mix

Core

Specialty

< .5

90%

10%

.5 - 1

80%

20%

1 - 2

70%

30%

2 - 3

60%

40%

3 - 4

50%

50%

> 4

40%

60%

 

These are then adjusted to determine the Recommended Maximum Specialty allocation based on the investor's:

 

This recommendation is displayed on the "Allocate to Core and Specialty Sectors" screen in a custom portfolio.